The JAC held its Spring meeting on April 27, 2016 and discussed its February 17… Read more PRIIPs Letters from the JAC to the European Bodies and Response from the European Commission
Documents (1) for Documenting Exercise of Option Transactions
JAC Response to the Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Product (PRIIPs)
In November 2014, the three European Supervisory Authorities (ESAs) issued a discussion paper that set… Read more JAC Response to the Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Product (PRIIPs)
Documents (1) for JAC Response to the Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Product (PRIIPs)
SEC SBS Transaction Reporting Party Requirements
The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy… Read more SEC SBS Transaction Reporting Party Requirements
Documents (2) for SEC SBS Transaction Reporting Party Requirements
Letter on Handoush v. Lease Finance Group LLC
The Chamber of Commerce, SIFMA, and ISDA submitted a letter, in support of defendants-appellees, to… Read more Letter on Handoush v. Lease Finance Group LLC
Documents (1) for Letter on Handoush v. Lease Finance Group LLC
ISDA Request to amend section 242.902(a) of Regulation SBSR
Requests that SEC amend section 242.902(a) of Regulation SBSR in order to allow security-based swap… Read more ISDA Request to amend section 242.902(a) of Regulation SBSR
Documents (1) for ISDA Request to amend section 242.902(a) of Regulation SBSR
Joint Associations Committee comments on European disclosure rules for retail investment products
NEWS RELEASE For Immediate Release Joint Associations Committee comments on European disclosure rules for retail… Read more Joint Associations Committee comments on European disclosure rules for retail investment products
Documents (1) for Joint Associations Committee comments on European disclosure rules for retail investment products
DSB Product Committee Second Consultation
ISDA response to the Product Committee second phase consultation
Documents (1) for DSB Product Committee Second Consultation
Repository of Firms (Clearing)
List of firms that submitted a Confirmation on Mandatory Clearing Obligations of the OTC Derivatives… Read more Repository of Firms (Clearing)
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SBSR Sequencing Letter
ISDA letter to SEC staff to further address the challenges and impact of commencing reporting… Read more SBSR Sequencing Letter