The ISDA 2021 SBS Top-Up Protocol (the “SBS Top-Up Protocol”) is part of ISDA’s Dodd-Frank Documentation Initiative aimed at assisting the industry in implementing and complying with the regulatory requirements imposed under Title VII of the Dodd–Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). Specifically, the SBS Top-Up Protocol facilitates industry compliance with rulemakings promulgated by the U.S. Securities and Exchange Commission (“SEC”) related to Security-Based Swaps (“SBS”). For those parties who have adhered to either or both of ISDA’s August 2012 DF Protocol and March 2013 DF Protocol, this protocol allows the terms previously included by the parties for CFTC compliance to be “topped up” for SEC compliance.

ISDA 2012 FATCA Protocol addresses the effects of the Foreign Account Tax Compliance Act (FATCA) on derivatives transactions.

This Protocol is part of ISDA’s Dodd-Frank Documentation Initiative relating to compliance with the CFTC’s External Business Conduct Rules. Required Compliance Start Date: May 1, 2013.

This protocol (which is NOT an updated version of the August 2012 DF Protocol) facilitates compliance with the CFTC’s rulemakings on (i) Swap Trading Relationship Documentation, Confirmation, Portfolio Reconciliation and Portfolio Compression, (ii) End-User Exception to the Clearing Requirement and (iii) Clearing Requirement Determination. Required Compliance Start Date: July 1, 2013. <b>The March 2013 Dodd Frank Protocol questionnaire will be available on ISDA Amend to all users on May 20, 2013. There will be live daily demos starting May 20th (please see ISDA Amend Availability note below).</b>

The ISDA 2018 Benchmarks Supplement Protocol was created to allow market participants to incorporate the ISDA Benchmarks Supplement into relevant transactions under existing master agreements quickly and efficiently.

The Protocol enables parties to amend the terms of their ISDA Master Agreements to reflect certain know your counterparty requirements.

The 2017 ISDA Bail-in Art 55 Protocol offers market participants an efficient way to amend the terms of certain ISDA Master Agreements and certain other master agreements, framework agreements and give-up and execution agreements (as further described in the ISDA 2017 Bail-in Art 55 Protocol) to reflect the requirements of Article 55 of the EU Bank Recovery and Resolution Directive (BRRD) as implemented in the relevant jurisdiction. The 2017 ISDA Bail-in Art 55 Protocol aims to assist in-scope (Austrian, Belgian, Danish and Swedish) entities to comply with the requirement in relation to their ISDA Master Agreements and certain other agreements.

The ISDA Bail-in Protocol offers market participants an efficient way to amend the terms of certain ISDA Master Agreements and certain other master agreements, framework agreements and give-up and execution agreements (as further described in the ISDA Bail-in Protocol) to reflect the requirements of Article 55 of the EU Bank Recovery and Resolution Directive (BRRD) as implemented in the relevant jurisdictions. The ISDA Bail-in Protocol aims to assist in-scope (Dutch, French, German, Irish, Italian, Luxembourg, Spanish and UK) entities to comply with the requirement in relation to their ISDA Master Agreements and certain other agreements.